Financial regulation

Results: 61100



#Item
531Economy / Financial services / Systemic risk / Finance / European System of Central Banks / Bank regulation / Eurozone / Central banks / European Banking Federation / Stress test / European Central Bank / Bank

EBF_022446 PRESS RELEASE EBA stress test shows resilience of EU banking sector BRUSSELS, 29 JulyThe European Banking Federation, as representative body for

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Source URL: www.ebf-fbe.eu

Language: English - Date: 2016-07-29 16:37:42
532Tax evasion / Terrorism / Financial regulation / Economy / Crime / Money laundering / Regulatory compliance / Misconduct / Cayman Islands / Financial Crimes Enforcement Network

Cayman Islands Bankers’ Association March 2015 P.O. Box 676 Grand Cayman KY1-1107 T: (F: (email:

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Source URL: www.cibankers.org

Language: English - Date: 2015-05-05 05:28:35
533Economy / Business / Contract law / Financial regulation / Investment Industry Regulatory Organization of Canada / Law / Due diligence / Franchising

Rule Notice Technical Please distribute internally to: Operations Regulatory Accounting

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Source URL: www.iiroc.ca

Language: English - Date: 2016-07-04 16:01:03
534Law / Financial regulation / Statutory law / Bank Act / Banking in Canada / Patriot Act /  Title III / DoddFrank Wall Street Reform and Consumer Protection Act

———————— Number 23 of 2010 ———————— CENTRAL BANK REFORM ACT 2010 ———————— ARRANGEMENT OF SECTIONS

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Source URL: centralbank.ie

Language: English - Date: 2016-08-05 08:45:55
535Law / Financial Industry Regulatory Authority / United States securities law / Securities Industry and Financial Markets Association / Economy / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Class action / Rulemaking

Federal Register / Vol. 77, NoFriday, April 13, Notices DCO, which is subject to regulation by the CFTC under the CEA. This rule

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Source URL: www.batsoptions.com

Language: English - Date: 2012-06-15 13:38:41
536Finance / Money / Economy / Stock market / Corporate finance / Equity securities / Financial regulation / Stock / International Securities Identification Number / Security / SEC Rule 144A / Securities Act

Cayman Islands Stock Exchange CINS/ISIN IDENTIFIER CHECKLIST – EQUITY Legal Issuer Name: (as stated in the offering document) Issue Description: (Please specify below only the share class/es and currency for each sec

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Source URL: www.csx.ky

Language: English - Date: 2010-01-12 15:15:03
537Financial regulation / Economy / 73rd United States Congress / U.S. Securities and Exchange Commission / Ontario Securities Commission / Securities regulation in the United States / Securities Act / Security / Investment Industry Regulatory Organization of Canada

OSC Bulletin: July 28, 2016 Volume 39, Issue 30

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2016-07-28 15:31:45
538Money / Finance / Economy / Superannuation in Australia / Taxation in Australia / Employment compensation / Economy of Australia / Financial services / Australian Prudential Regulation Authority / ING Direct Australia / Pension / MySuper

ISSUE ONE | 2012 Superannuation industry overview APRA’s implementation of the Stronger Super reforms Insight into superannuation research APRA’s data collections

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Source URL: apra.gov.au

Language: English - Date: 2014-10-13 02:03:21
539Economy / Money / Finance / Banking / Systemic risk / Financial ratios / Financial regulation / Insurance / Capital requirement / Capital adequacy ratio / Tier 1 capital / Credit risk

FINANCIAL INSTITUTIONS COMMISSION PRUDENTIAL REGULATION FIC-PR-01.1 CAPITAL ADEQUACY Arrangement of Paragraphs

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Source URL: www.ropfic.org

Language: English - Date: 2014-03-22 23:43:30
540Economy / Accounting / Business / Financial regulation / Systemic risk / Corporate law / Auditing / Public Interest Oversight Board / International standards / European Market Infrastructure Regulation / International Public Sector Accounting Standards / International Organization of Securities Commissions

International Regulate December 2013 Editorial The attention of the European Union (EU) and the UK continues to be focused on whether or not to mandate rotation of audit firms.

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Source URL: www.bakertillycayman.com

Language: English - Date: 2014-11-03 12:44:04
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